How it works

REGULATORY BENEFITS

As the Repository of Record for All MIFID2 Content

• Holistic Approach
• Transparency Into Operations
• Single Reference Data Source
• Ties Documents, E-Comms, Voice and Transactions together in a Single Index
• Actionable Insights from Analytics
• Foundation for ‘Best of Breed’ Discovery & Surveillance Applications
• C-Level & Regulatory Assurance

OPERATIONS BENEFITS

As a Centralized MIFID2 Record Keeping Service

• Centralize Content Management
• Reduce Operational Complexity
• Systemic Institutional Memory of Archiving Operations
• Collection from Disparate Sources
• Risk Management: Blackout Monitoring & Alerts
• Reduce or Eliminate Utilities & Ad-hoc-ware
• Methodical Content Distribution
• Enterprise-wide WORM Service
• Reduction of Archiving Operational Costs

DATA GOVERNANCE BENEFITS

As a Reference Data Set of All MIFID2 Content

• Complete Data Inventory
• Connected E-comms, Transaction and Document Index
• Data Lineage & Stewardship
• Data Enrichment
• Centralized Client Data Hub (Data Warehouse)
• Rich Reporting
• Audit & Forensics Ready